Ari Moayed White Collar Defense Practice Overview
Ari Moayed is a partner at a major global law firm focusing on white collar criminal defense, regulatory investigations, and complex civil litigation. His practice includes representing individuals and companies in matters involving the SEC, DOJ, and other enforcement agencies. He has handled high-profile cases tied to financial fraud, accounting irregularities, and internal investigations. His work often intersects with corporate governance, compliance, and crisis management. He is regularly cited in legal directories for white collar defense and investigations.
Moayed's white collar defense work spans securities fraud, market manipulation, insider trading, and anti-corruption matters. He advises clients on voluntary disclosures, internal investigations, and cooperation with regulators. His representation includes executives, directors, and employees in matters involving alleged financial misstatements and disclosure violations. He has been involved in cases where the SEC pursued civil enforcement and the DOJ brought criminal charges. His approach combines trial readiness with strategic negotiation and resolution.
SEC Enforcement and Regulatory Matters
The SEC frequently brings civil enforcement actions against companies and individuals for accounting fraud, disclosure violations, and insider trading. In matters involving public companies, the SEC may seek injunctions, disgorgement, and civil penalties. Enforcement often begins with an investigation triggered by whistleblower tips, audit findings, or market surveillance. Ari Moayed white collar representation includes advising clients during SEC inquiries and Wells processes. He has been involved in cases where the SEC alleged misleading financial statements and internal controls failures.
SEC enforcement can result in settlements, administrative proceedings, or litigation in federal court. The agency often coordinates with the DOJ, FINRA, and other regulators in matters involving public companies and financial institutions. In some matters, the SEC focuses on individual liability for senior officers and directors. Moayed's representation includes clients facing SEC subpoenas, document requests, and testimony requirements. He advises on compliance with SEC rules, including those related to disclosures, internal controls, and reporting obligations.
Corporate Investigations and Crisis Management
Corporate investigations often involve internal audits, whistleblower complaints, and external regulatory inquiries. Companies may retain outside counsel to conduct independent investigations and report findings to the board and regulators. Ari Moayed white collar practice includes leading internal investigations for companies facing potential fraud, accounting issues, and regulatory risk. These matters frequently involve complex document reviews, witness interviews, and data analysis. The goal is to identify facts, assess exposure, and develop a resolution strategy.
Crisis management in white collar matters requires coordination between legal, compliance, and communications teams. Companies may face SEC enforcement, DOJ investigations, class actions, and reputational risk simultaneously. Moayed has represented clients in matters involving alleged financial reporting errors, internal control weaknesses, and disclosure violations. His work includes advising on voluntary disclosures, cooperation credit, and remediation measures. He has handled cases involving public companies, financial institutions, and executives in high-risk regulatory environments.
Selected Representation and Industry Experience
Moayed has represented companies and individuals in matters involving the SEC, DOJ, and other enforcement agencies across multiple industries. His experience includes securities fraud, accounting irregularities, and internal investigations in the technology, financial services, and consumer sectors. He has advised on matters involving public company disclosures, audit committee investigations, and regulatory compliance programs. His representation includes cases where clients faced allegations of fraud, market manipulation, and false certifications. He has worked on matters involving complex financial instruments, revenue recognition, and internal controls.
In matters involving the SEC and DOJ, Moayed has advised clients on cooperation, declination, and resolution strategies. He has represented individuals and companies in cases involving alleged disclosure violations, insider trading, and financial fraud. His practice includes advising on the Foreign Corrupt Practices Act, anti-money laundering, and other compliance matters. He has been involved in cases where the SEC sought civil penalties and the DOJ pursued criminal charges. He has also handled matters involving regulatory examinations, enforcement actions, and litigation in federal courts.