Category: Finance | Title: Fisher Investment Ken Fisher Investment Management Overview | Tag: Investment Management | Meta Description: Facts about Ken Fisher and Fisher Investments, including assets under management, founder background, and SEC registration details...
Fisher Investments and Ken Fisher Background
Fisher Investments was founded by Ken Fisher in 1979 and is headquartered in Woodside, California, with additional offices in Canada, Australia, and Europe. Ken Fisher is the founder and executive chairman of Fisher Investments and a recognized author of multiple finance books, including Super Stocks and 100 Minds That Made the Market. The firm operates as an independent registered investment advisor and is known for its systematic, factor-based equity strategies across large-cap, mid-cap, and small-cap segments. Ken Fisher remains a public figure in finance through his weekly columns and media appearances, and the firm publishes research and commentary on its official website. For background on Ken Fisher's career and public commentary, see the Forbes profile at Forbes.
Fisher Investments manages separate accounts and pooled funds for institutional and high-net-worth clients. The firm emphasizes a disciplined, bottom-up stock selection process and uses factor tilts based on valuation, momentum, and quality metrics. Ken Fisher has publicly stated that the firm's process is designed to capture returns from specific factors while controlling risk, and the firm highlights its use of proprietary research and quantitative models. The firm is registered with the U.S. Securities and Exchange Commission as an investment advisor, and its regulatory filings are available for public review through the SEC's Investment Adviser Public Disclosure website at SEC IAPD.
Assets Under Management and Client Base
Fisher Investments reports managing over $200 billion in assets as of recent public disclosures, making it one of the larger independent registered investment advisors in the United States. The firm serves a mix of institutional clients, including pension funds, endowments, and foundations, as well as high-net-worth individuals and family offices. Ken Fisher has noted that the firm's asset base has grown through organic growth and institutional mandates rather than through large acquisitions. The firm's AUM figures are updated in its public filings and regulatory disclosures, and changes in AUM are reported in quarterly and annual submissions to the SEC at SEC EDGAR.
Fisher Investments operates multiple investment strategies across equity, fixed income, and alternative allocations, with a focus on long-term absolute return objectives. The firm's equity strategies are often benchmarked against major indices such as the S&P 500 and Russell indices, and the firm publishes performance data and attribution analyses for its strategies. Ken Fisher has stated that the firm's approach is to remain flexible across market environments and to adjust factor exposures based on evolving market conditions. The firm also offers model portfolio solutions and separately managed accounts tailored to institutional mandates, and its strategy descriptions are available on the official Fisher Investments website at Fisher Investments.
Regulatory Status and Public Disclosures
Fisher Investments is registered as an investment advisor with the U.S. Securities and Exchange Commission and is subject to regulatory oversight in multiple U.S. states. Ken Fisher, as the founder and executive chairman, is subject to the same regulatory requirements as other registered investment advisors, including filing of Form ADV and compliance with fiduciary standards. The firm's regulatory disclosures include information about its fees, services, disciplinary history, and conflicts of interest, which are available through the SEC's public adviser search tool. The firm has also disclosed its practices related to soft-dollar arrangements, trading practices, and revenue sharing in its regulatory filings.
Fisher Investments has been the subject of public discussion regarding its business model, including its fee structure and client service approach.