Finance

Mike Oh: Key Facts, Roles, and Public Record Data

Mike Oh appears in public records and financial databases as an individual associated with corporate filings, investment vehicles, and advisory roles. The name is linked to enti...

Mara Ellison
Mike Oh: Key Facts, Roles, and Public Record Data

Who Is Mike Oh and What Are His Known Roles

Mike Oh appears in public records and financial databases as an individual associated with corporate filings, investment vehicles, and advisory roles. The name is linked to entities registered with the U.S. Securities and Exchange Commission, where disclosures list officers, directors, and beneficial owners. These filings provide structured data on titles, compensation, and ownership stakes. Publicly available documents show Mike Oh connected to companies operating in technology, finance, and investment management sectors. The SEC EDGAR full-text search system allows users to locate filings mentioning this name across multiple registrants and periods.

Corporate filings typically identify Mike Oh through unique identifiers such as CIK numbers, officer codes, and relationship types. The data includes appointment dates, term lengths, and any concurrent positions held across affiliated entities. In many cases, the individual serves as a director, officer, or 10 percent or greater beneficial owner. Public records also show associations with limited liability companies, partnerships, and trusts where the name appears as a managing member or trustee. These structures are common for holding assets, managing investments, and facilitating transactions across multiple jurisdictions.

Financial Activities and Corporate Affiliations

Investment and Advisory Connections

Public disclosures associate Mike Oh with investment funds, family offices, and advisory entities that manage capital across public and private markets. Filings reference roles in portfolio companies, co-investment vehicles, and strategic advisory boards. The data shows involvement in sectors including software, fintech, healthcare technology, and digital assets. Many of these entities file periodic reports, ownership statements, and transaction notices with regulators. The information provides a factual view of capital flows, governance structures, and risk exposures tied to the name.

Corporate filings also reveal connections to companies that have completed mergers, acquisitions, and public offerings. In these transactions, Mike Oh appears in schedules listing directors, officers, and significant shareholders. The documents specify the nature and extent of control, voting power, and disposal rights over equity securities. Some entities file under Regulation D exemptions, while others register securities with the SEC and report ongoing financial results. These records help analysts and researchers trace the individual's involvement in capital markets and corporate governance.

Data Sources, Verification, and Practical Use

Researchers verify information about Mike Oh using SEC EDGAR, state corporate registries, and financial data platforms that aggregate filings from multiple jurisdictions. The SEC EDGAR full-text search and company-specific filings pages provide direct access to original documents, including Forms 3, 4, and 5. These filings capture changes in ownership, new appointments, and transactions by insiders and affiliates. State secretary of state databases, such as those for Delaware and Nevada, contain additional details on entity formation, registered agents, and principal addresses. Together, these sources create a comprehensive factual record that supports due diligence and compliance workflows.

Financial professionals use the disclosed data to assess connections, conflicts of interest, and potential risks in investment and advisory relationships. The structured nature of filings allows automated screening, entity resolution, and network analysis across large datasets. Public records also support journalist and researcher investigations into corporate structures, beneficial ownership, and governance practices. The information is available without subscription barriers through official government portals and select third-party platforms. Accurate interpretation requires cross-referencing multiple sources and understanding the specific roles and relationships disclosed in each filing.

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